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Welcome to our newly updated Bank Compliance Checkup Website.
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Access to this website is restricted to Community Bankers.

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Checklist Program

Train, Test, & Monitor

Reg-Zone

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Spotlight

Welcome to Bank Compliance Checkup

This site is designed to provide you with resources for your monitoring program. For ease of use, topics are broken down by into categories – Deposit, Lending and Administration.

Where to start:

To complete a Monitoring Checklist – Click here to download the Compliance Checkup program.

For follow up Training and Testing after completing a Monitoring Checklist go to Train & Test and follow the instructions.

To review the latest Agency Guidance, Proposals, and other Regulatory Information go to Resources and click Regulatory Agenda and Agency Resources.

To check a regulation’s requirement go to Resources and click Reg-Zone.

A Calendar to stay up to date on Final Rules and important compliance dates, including suggested dates for routine Monitoring.

 

We have gathered the regulations and compiled them into a very easy to use format that allows you to find what you are looking for very quickly.
Look under RESOURCES for the Reg-Zone, Regulatory Agenda & Agency Resources, Calendar, FAQs, Banking News, and much more.
For those that are PREVIEWING, look for an example of our Training, Testing, and Monitoring under the Preview button.

Compliance Check Up Subscribers

We have combined www.BankComplianceCheckup.com with the Compliance Monitoring program, Compliance Check Up. Subscribe to the Compliance Check Up program and receive full access to www.BankComplianceCheckup.com for the duration of your subscription. We will also be providing updates to the Compliance Check Up program through the www.BankComplianceCheckup.com website.

If you have purchased the Compliance Check Up program and require login credentials, please click here to send me an email and I will get your login credentials to you. (Retrieve My Login Credentials.)


Please take the time to look around, enjoy yourself and if you have any questions or suggestions, remember that we are here to provide you with the tools and resources you need to keep you on top of your game, drop us an email at by clicking here.
Thank you for visiting our site.

 

National Archives

Announcements

Reg Zone Update - Wednesday, June 20, 2018

Regulation D IORR and IOER final rule. Regulatory Agenda and Agency Resources updated for FinCEN Advisory and OCC Bulletin on supervisory policy and processes for CRA performance evaluations

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Reg Zone Update - Thursday, June 14, 2018

Updated for Regulation CC effective July 1, 2018. The Regulatory Agenda and Agency Resources was also updated.

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Compliance Checkup Program Is Ready for Download - Friday, June 01, 2018

The latest version of Compliance Checkup is now ready for download.

Updates include:

A.) Lending RESPA Section:

 1.) The following Checklist has been added:

  • 1024.32 - General Disclosure Requirements

 2.) The following Checklists have been updated:

  • 1024 - General

  • 1024.35 - Error Resolution Procedures

  • 1024.36 - Requests for Information

  • 1024.37 - Force Place Insurance

  • 1024.38 - Policies and Procedures

  • 1024.39 - Early Intervention

  • 1024.41 - Loss Mitigation

B.) Lending Regulation B Section:

 1.) The following Checklists have been updated:

  • 1002.5 - Regulation B: Applications and Prohibited Bases

  • 1002.12 - Record Keeping

  • 1002.13 - Monitoring Information

C.) Lending Regulation Z Section:

 1.) The following Checklist has been added:

  • 1026.41 - Periodic Statements for Mortgage Loans

 2.) The following Checklist has been updated:

  • 1026.19(e) - Mortgage Loans Secured by Real Property Early Disclosures

  • 1026.36 - Prohibited Acts or Practices

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Reg Zone Update - Friday, April 13, 2018

updated for amendments to Regulation D; and Appraisal Standards. 

The Regulatory Agenda and Agency Resources also updated for FFIEC Statement on cyber insurance.

 

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Reg Zone Update - Monday, March 26, 2018

updated for Regulation Z and RESPA mortgage servicing amendments

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Calendar - Monday, March 26, 2018

Updated for amendments effective April and May 2018

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